Support the Risk & Compliance Manager in ensuring the business meets its regulatory obligations while maintaining a strong culture of risk awareness and compliance.
Key responsibilities:
⭐ Support delivery of the Compliance Monitoring Programme, including testing and reporting
⭐ Conduct client file reviews and maintain client due diligence records
⭐ Assist with business risk assessments and risk management activities
⭐ Monitor sanctions alerts and escalate potential matches where required
⭐ Support preparation of compliance reporting and governance documentation
⭐ Assist with policy updates, regulatory monitoring and compliance projects
What you’ll need:
⭐ Experience in compliance, risk or a regulated financial services environment
⭐ Understanding of AML/CFT requirements and client due diligence processes
⭐ Strong analytical skills and attention to detail
⭐ Good organisational and communication skills
⭐ Ability to work collaboratively across teams
Why join:
⭐ Exposure to a broad range of compliance and risk activities
⭐ Professional development and certification support (e.g. ICA)
⭐ Opportunity to grow within a specialist investment management business
